Sunday, April 24, 2011

Public Appearances by SEC Officials


When:   Wednesday, April 27 (12:30-1:45 p.m.)
Who:   Carlo di Florio
Director - Office of Compliance, Inspections and Examinations
What:   Cross-Border Issues Facing Investment Advisers After Dodd-Frank
Where:   DC Bar, DC Bar Office, Washington, D.C.
Contact:   Robin Bergen
            (202) 974-1514 begin_of_the_skype_highlighting            (202) 974-1514      end_of_the_skype_highlighting      
rbergen@cgsh.com

When:   Thursday, April 28 (12:30-1:45)
Who:   Eileen Rominger
Director, Division of Investment Management
What:   Mutual Fund Directors Forum, 2011 Policy Conference
Where:   Washington, D.C.
Contact:   Susan Ferris Wyderko, Executive Director, MFDF
            (202) 507-4488 begin_of_the_skype_highlighting            (202) 507-4488      end_of_the_skype_highlighting      
Susan.Wyderko@MFDF.org

When:   Friday, April 29 (10:45-12 p.m.)
Who:   Merri Jo Gillette
Regional Director, Chicago Regional Office
What:   Northwestern University School of Law
Practical Advice for Responding to Enforcement Initiatives
Where:   Chicago, Illinois
Contact:   Juliann Cecchi
            (312) 503-0192 begin_of_the_skype_highlighting            (312) 503-0192      end_of_the_skype_highlighting      

When:   Friday, April 29
Who:   George Canellos
Director, New York Regional Office
(9:15-10:45 a.m.)
Robert Khuzami
Director, Division of Enforcement
(11:00 a.m.)
Carlo di Florio
Director - Office of Compliance, Inspections and Examinations
(4-5 p.m.)
Where:   Practising Law Institute, PLI Conference Center, New York, New York
Contact:   Laura Shields
            (212) 824-5797 begin_of_the_skype_highlighting            (212) 824-5797      end_of_the_skype_highlighting      
lshields@pli.edu


















































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